SFC licenceholder APP568 LAU Keith Koon Wai 劉冠緯

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 15 February 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 March 2014
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 21 March 2014
J.P. Morgan Broking (Hong Kong) Limited RE [7] (Providing Automated Trading Services) 09 February 2012 08 November 2013
J.P. Morgan Broking (Hong Kong) Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 12 September 2007 16 June 2009