SFC Licences of LAU Keith Koon Wai 劉冠緯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	12 January 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	12 January 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	12 January 2023
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	21 March 2014	31 October 2022
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	21 March 2014	31 October 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	21 March 2014	31 October 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	21 March 2014	31 October 2022
J.P. Morgan Broking (Hong Kong) Limited	RE	7	09 February 2012	08 November 2013
J.P. Morgan Broking (Hong Kong) Limited	RE	5	21 July 2010	08 November 2013
J.P. Morgan Broking (Hong Kong) Limited	RE	4	21 July 2010	08 November 2013
J.P. Morgan Broking (Hong Kong) Limited	RE	2	21 July 2010	08 November 2013
J.P. Morgan Broking (Hong Kong) Limited	RE	1	21 July 2010	08 November 2013
J.P. Morgan Broking (Hong Kong) Limited	RE	2	12 September 2007	16 June 2009
J.P. Morgan Broking (Hong Kong) Limited	RE	1	12 September 2007	16 June 2009
J.P. Morgan Broking (Hong Kong) Limited	RE	4	12 September 2007	16 June 2009
J.P. Morgan Broking (Hong Kong) Limited	RE	5	12 September 2007	16 June 2009