SFC Licences of CHAN Ka Wai 陳嘉慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Vantum Asset Management Limited 雋一資產管理有限公司	RO	9	05 May 2023
Vantum Asset Management Limited 雋一資產管理有限公司	RO	4	05 May 2023
Quam Securities Limited 華富建業證券有限公司	RE	2	10 May 2018	28 February 2022
Quam Securities Limited 華富建業證券有限公司	RE	1	10 May 2018	28 February 2022
Zhongtai International Futures Limited 中泰國際期貨有限公司	RE	2	18 October 2017	25 April 2018
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	18 October 2017	25 April 2018
Quam Securities Limited 華富建業證券有限公司	RE	4	23 June 2016	13 October 2016
Quam Securities Limited 華富建業證券有限公司	RE	2	23 June 2016	13 October 2016
Quam Securities Limited 華富建業證券有限公司	RE	1	23 June 2016	13 October 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	24 March 2015	02 March 2016
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	14 August 2014	02 March 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	01 April 2014	02 March 2016
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	01 April 2014	02 March 2016
Frontier Capital Management Limited 方達資本管理有限公司	RE	9	04 November 2013	11 March 2014
Frontier Capital Management Limited 方達資本管理有限公司	RE	4	04 November 2013	11 March 2014
Frontier Capital Management Limited 方達資本管理有限公司	RE	1	26 June 2013	11 March 2014
Zhongtai International Futures Limited 中泰國際期貨有限公司	RE	2	04 March 2013	17 June 2013
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	03 January 2013	17 June 2013
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	03 December 2009	28 September 2012
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	03 December 2009	28 September 2012
Celestial Securities Limited 時富證券有限公司	RE	1	10 September 2007	30 November 2009
Celestial Commodities Limited 時富商品有限公司	RE	2	10 September 2007	30 November 2009