SFC Licences of SIU Man Wai 邵文慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RE | 4, 9 | 29 December 2015 | |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RE | 1, 4, 9 | 18 September 2015 | 01 December 2015 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RE | 1, 2, 4, 5 | 10 October 2014 | 31 August 2015 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 08 August 2011 | 06 October 2014 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 08 August 2011 | 06 October 2014 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RE | 1 | 28 January 2008 | 29 July 2011 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
RE | 1 | 11 September 2007 | 01 June 2008 |