SFC Licences of SIU Man Wai 邵文慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Assets Management Limited 中國光大資產管理有限公司
RE 4, 9 29 December 2015
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司
RE 1, 4, 9 18 September 2015 01 December 2015
RBC Investment Services (Asia) Limited 加皇投資理財有限公司
RE 1, 2, 4, 5 10 October 2014 31 August 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 08 August 2011 06 October 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 08 August 2011 06 October 2014
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司
RE 1 28 January 2008 29 July 2011
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司
RE 1 11 September 2007 01 June 2008