SFC Licences of WONG Tang Kit 王騰傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 4 | 09 July 2019 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 11 January 2019 | 09 July 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 September 2007 | 13 September 2013 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 10 September 2007 | 13 September 2013 |