SFC Licences of OMURO Tomoyoshi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 31 October 2022 | 04 November 2022 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 04 October 2018 | 03 December 2018 |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 4 | 14 December 2016 | 16 December 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 August 2009 | 12 February 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 June 2008 | 23 June 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 November 2007 | 19 November 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 October 2007 | 29 October 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 October 2007 | 09 October 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 September 2007 | 24 September 2007 |