SFC Licences of OMURO Tomoyoshi

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 4 31 October 2022 04 November 2022
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 04 October 2018 03 December 2018
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 4 14 December 2016 16 December 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 17 August 2009 12 February 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 June 2008 23 June 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 12 November 2007 19 November 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 22 October 2007 29 October 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 October 2007 09 October 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 17 September 2007 24 September 2007