SFC Licences of LAI Dick Ngar, Dehlia 黎迪雅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 15 April 2010 01 September 2010
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 15 April 2010 01 September 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 2 10 August 2009 01 September 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 1 10 August 2009 01 September 2010
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 19 September 2007 30 June 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 19 September 2007 30 June 2008