SFC Licences of LAI Dick Ngar, Dehlia 黎迪雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 15 April 2010 | 01 September 2010 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 April 2010 | 01 September 2010 |
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 2 | 10 August 2009 | 01 September 2010 |
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 1 | 10 August 2009 | 01 September 2010 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 19 September 2007 | 30 June 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 19 September 2007 | 30 June 2008 |