SFC Licences of LO Samson Lambert 盧穗誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |
| UBS AG | 6 | 03 April 2012 | ||
| UBS AG | 4 | 03 April 2012 | ||
| UBS AG | 1 | 03 April 2012 | ||
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 September 2007 | 04 March 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 September 2007 | 04 March 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 14 September 2007 | 04 March 2010 |
| Merrill Lynch Far East Limited | RE | 4 | 14 September 2007 | 04 March 2010 |
| Merrill Lynch Far East Limited | RE | 6 | 14 September 2007 | 04 March 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 14 September 2007 | 04 March 2010 |