SFC Licences of MAO Xiaoliang 毛曉亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 | RE | 9 | 06 November 2019 | |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 | RE | 4 | 06 November 2019 | |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 9 | 30 January 2018 | 05 October 2019 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 4 | 30 January 2018 | 05 October 2019 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 1 | 30 January 2018 | 05 October 2019 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 21 September 2007 | 23 September 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 September 2007 | 23 September 2011 |