SFC Licences of WU Qiong 吳 琼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 01 February 2024 | |
| Morgan Stanley Hong Kong Securities Limited | RO | 2 | 23 November 2020 | 25 October 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 23 November 2020 | 25 October 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 03 August 2020 | 23 November 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 August 2020 | 23 November 2020 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 06 May 2020 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 September 2007 | 06 May 2020 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 21 September 2007 | 10 October 2016 |