SFC Licences of CHAN Pui Sze, Cat 陳佩詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 1 | 25 September 2017 | 16 October 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 August 2013 | 03 September 2017 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 22 January 2013 | 01 March 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 25 January 2011 | 23 November 2012 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 14 December 2009 | 30 July 2010 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 30 April 2009 | 01 October 2009 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 14 September 2007 | 01 April 2008 |