SFC Licences of CHAN Pui Sze, Cat 陳佩詩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 25 September 2017 16 October 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 07 August 2013 03 September 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 22 January 2013 01 March 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 25 January 2011 23 November 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 14 December 2009 30 July 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 30 April 2009 01 October 2009
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 14 September 2007 01 April 2008