SFC Licences of WANG Albert 王文奇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cornucopia Capital Partners Limited 盈豐投資管理有限公司 | RO | 9 | 25 January 2022 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 01 April 2019 | 08 July 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2019 | 08 July 2019 |
| Nine Masts Capital Limited 天元資本有限公司 | RE | 9 | 15 August 2016 | 15 March 2019 |
| Pine River Capital Management (HK) Limited | RE | 9 | 27 November 2012 | 18 July 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 September 2007 | 09 February 2009 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 14 September 2007 | 09 February 2009 |