SFC Licences of LAU Kin Sau 劉建修
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RE | 1 | 14 January 2010 | 15 January 2010 |
| Open Securities Limited 開盤證券有限公司 | RE | 4 | 11 March 2008 | 22 May 2008 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 11 March 2008 | 22 May 2008 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 17 September 2007 | 16 October 2007 |