SFC Licences of RODIER Florent Edouard Marie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 12 November 2020 | 07 July 2023 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 12 November 2020 | 07 July 2023 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 23 August 2012 | 30 October 2020 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 23 August 2012 | 30 October 2020 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 19 August 2011 | 16 June 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 7 | 19 January 2011 | 16 June 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 19 January 2011 | 19 July 2011 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 24 June 2009 | 16 June 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 13 September 2007 | 19 January 2011 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 13 September 2007 | 19 January 2011 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 13 September 2007 | 24 June 2009 |