SFC Licences of RODIER Florent Edouard Marie

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 12 November 2020 07 July 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 12 November 2020 07 July 2023
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 23 August 2012 30 October 2020
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 23 August 2012 30 October 2020
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 19 August 2011 16 June 2012
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 7 19 January 2011 16 June 2012
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 2 19 January 2011 19 July 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 1 24 June 2009 16 June 2012
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 13 September 2007 19 January 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 13 September 2007 19 January 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 13 September 2007 24 June 2009