SFC Licences of VOVIL Daniel Royden Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Odyssey Asset Management Limited (trading as CapConnectAsia) | RO | 1 | 26 March 2018 | |
Odyssey Asset Management Limited (trading as CapConnectAsia) | RO | 9 | 15 November 2017 | |
Odyssey Asset Management Limited (trading as CapConnectAsia) | RO | 4 | 15 November 2017 | |
Major Domus Limited | RE | 9 | 10 November 2016 | 14 November 2017 |
Major Domus Limited | RE | 4 | 10 November 2016 | 14 November 2017 |
Swiss-Asia Asset Management (HK) Limited | RE | 9 | 01 April 2015 | 01 August 2016 |
Swiss-Asia Asset Management (HK) Limited | RE | 4 | 01 April 2015 | 01 August 2016 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 08 September 2014 | 08 January 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 08 September 2014 | 08 January 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 24 September 2007 | 30 November 2012 |