SFC Licences of KO Silvia 高思雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RE | 6 | 24 July 2015 | 18 December 2016 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 07 June 2012 | 26 March 2015 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 18 September 2007 | 01 May 2010 |