SFC Licences of YAO Jack Hsin-Chou 姚信州

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	06 January 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	05 January 2021	06 January 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	05 January 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	05 January 2021
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	18 December 2019	12 October 2020
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	18 December 2019	12 October 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	3	17 December 2014	23 May 2016
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司	RE	9	28 July 2014	03 October 2018
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司	RE	1	28 November 2012	21 November 2019
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RE	2	18 October 2012	21 November 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	18 October 2012	21 November 2019
Nomura Securities (Hong Kong) Limited	RE	2	03 February 2010	18 August 2012
Nomura Securities (Hong Kong) Limited	RE	1	08 December 2008	18 August 2012
Nomura Futures (Hong Kong) Limited	RE	2	08 December 2008	19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	10 October 2008	18 August 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	18 August 2012
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	14 September 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	14 September 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	14 September 2007	29 September 2008