SFC Licences of YAN Wing Tak 甄穎德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 17 December 2018 | |
Merrill Lynch Far East Limited | RE | 1 | 17 December 2018 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 December 2018 | |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 08 March 2013 | 28 September 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 October 2009 | 28 September 2018 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 September 2007 | 14 September 2009 |