SFC Licences of LEE Nga Ying 李雅瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 09 November 2022 | 29 September 2023 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 09 November 2022 | 29 September 2023 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 09 November 2022 | 29 September 2023 |
Nomura Securities (Hong Kong) Limited | RE | 2 | 03 February 2010 | 18 December 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 03 September 2008 | 18 December 2010 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 03 September 2008 | 19 February 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 19 June 2008 | 18 December 2010 |
Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 18 October 2007 | 08 May 2008 |