SFC Licences of WONG Wan Men, Margaret 黃蘊文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oshidori Securities Limited 威華達證券有限公司 | RO | 1 | 26 January 2017 | |
Oshidori Corporate Finance Limited 威華達融資有限公司 | RO | 6 | 06 May 2011 | |
Oshidori Corporate Finance Limited 威華達融資有限公司 | RE | 6 | 27 October 2008 | 06 May 2011 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 21 July 2008 | 07 October 2008 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 21 July 2008 | 07 October 2008 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 08 July 2008 | 07 October 2008 |
Emperor Corporate Finance Limited 英皇企業融資有限公司 | RE | 6 | 17 September 2007 | 05 June 2008 |