SFC Licences of TONG Nga Lai 唐雅麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
XCap Partners Limited 睿本國際有限公司 | RE | 6 | 08 September 2021 | |
XCap Partners Limited 睿本國際有限公司 | RE | 4 | 08 September 2021 | |
XCap Partners Limited 睿本國際有限公司 | RE | 1 | 08 September 2021 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 26 November 2018 | 31 May 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 26 November 2018 | 31 May 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 26 November 2018 | 31 May 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 09 May 2011 | 18 September 2018 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 May 2011 | 18 September 2018 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 09 May 2011 | 31 January 2012 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 September 2007 | 09 April 2011 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 20 September 2007 | 09 April 2011 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 20 September 2007 | 09 April 2011 |