SFC Licences of SHEK Man Man 石敏敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 30 March 2021 | 13 October 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 06 January 2014 | 13 October 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 06 January 2014 | 13 October 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 06 January 2014 | 26 November 2014 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 17 January 2008 | 02 December 2013 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 03 December 2007 | 02 December 2013 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 03 December 2007 | 22 January 2013 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 18 September 2007 | 02 December 2013 |