SFC Licences of CHIN Chi Kui 錢智駒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Atlantic Asset Management Limited 大西洋資產管理有限公司	RO	9	28 March 2024
Atlantic Asset Management Limited 大西洋資產管理有限公司	RO	4	22 August 2023
Glory Sun Securities Limited 寶新證券有限公司	RO	4	30 November 2022
Glory Sun Securities Limited 寶新證券有限公司	RO	2	03 November 2020	06 October 2022
Glory Sun Securities Limited 寶新證券有限公司	RO	9	03 November 2020
Glory Sun Securities Limited 寶新證券有限公司	RO	1	03 November 2020
Glory Sun Securities Limited 寶新證券有限公司	RE	2	27 May 2020	03 November 2020
Glory Sun Securities Limited 寶新證券有限公司	RE	1	27 May 2020	03 November 2020
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	10 March 2020	05 May 2020
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	10 March 2020	05 May 2020
Yue Xiu Futures Company Limited 越秀期貨有限公司	RO	2	29 June 2018	10 February 2020
Yue Xiu Securities Company Limited 越秀証券有限公司	RO	1	29 June 2018	10 February 2020
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	2	06 March 2018	29 June 2018
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	06 March 2018	29 June 2018
CMBC Asset Management Company Limited 民銀資產管理有限公司	RO	9	08 January 2018	31 January 2018
CMBC International Futures Company Limited 民銀國際期貨有限公司	RO	2	08 January 2018	31 January 2018
CMBC Securities Company Limited 民銀證券有限公司	RO	1	08 January 2018	31 January 2018
CMBC Asset Management Company Limited 民銀資產管理有限公司	RE	9	14 November 2017	08 January 2018
CMBC International Futures Company Limited 民銀國際期貨有限公司	RE	2	14 November 2017	08 January 2018
CMBC Securities Company Limited 民銀證券有限公司	RE	1	14 November 2017	08 January 2018
Formax Securities Limited 福億證券有限公司	RO	2	14 March 2016	08 November 2017
Formax Securities Limited 福億證券有限公司	RO	1	14 March 2016	08 November 2017
Formax Asset Management Limited 福億資產管理有限公司	RO	9	14 March 2016	08 November 2017
Formax Securities Limited 福億證券有限公司	RE	2	17 February 2016	14 March 2016
Formax Securities Limited 福億證券有限公司	RE	1	17 February 2016	14 March 2016
Formax Asset Management Limited 福億資產管理有限公司	RE	9	17 February 2016	14 March 2016
Huarong International Asset Management Limited 華融國際資產管理有限公司	RO	9	09 June 2014	31 January 2016
Huarong International Securities Limited 華融國際證券有限公司	RO	1	08 May 2014	31 January 2016
Huarong International Securities Limited 華融國際證券有限公司	RE	2	16 April 2014	31 January 2016
Huarong International Securities Limited 華融國際證券有限公司	RE	1	16 April 2014	08 May 2014
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司	RE	9	10 December 2013	01 April 2014
Caitong International Securities Co., Limited 財通國際證券有限公司	RO	1	06 September 2013	01 April 2014
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	23 August 2011	04 September 2013
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	23 August 2011	04 September 2013
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	25 July 2011	27 July 2011
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RE	9	05 May 2010	01 July 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	4	05 May 2010	01 July 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	05 May 2010	01 July 2011
Aisance Asset Management Limited 君達資產管理有限公司	RE	9	14 August 2008	13 April 2010
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	21 September 2007	13 April 2010