SFC Licences of WANG Wei 王威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 29 December 2023 | |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 07 September 2023 | 29 December 2023 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 07 September 2023 | |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RO | 6 | 28 July 2014 | 17 July 2023 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RO | 1 | 28 July 2014 | 17 July 2023 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 21 March 2014 | 28 July 2014 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 21 March 2014 | 28 July 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 21 September 2007 | 10 July 2013 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 September 2007 | 10 July 2013 |