SFC Licences of AWASTHI Prabhat
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 16 July 2018 | 03 March 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 16 July 2018 | 03 March 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 19 January 2009 | 03 March 2023 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 20 September 2007 | 29 September 2008 |