SFC Licences of LAM Sheung Lai 林尚禮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 19 June 2009 | 19 October 2010 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 06 March 2009 | 19 October 2010 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 24 September 2007 | 08 November 2007 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 24 September 2007 | 08 November 2007 |