SFC Licences of YANG Dong 楊棟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RO 9 23 November 2018 01 July 2021
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RO 4 23 November 2018 01 July 2021
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 13 September 2018 23 November 2018
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 4 13 September 2018 23 November 2018
Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 RO 9 16 November 2016 15 July 2018
Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 RO 4 16 November 2016 15 July 2018
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RO 9 15 May 2015 23 July 2016
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RO 4 04 March 2015 23 July 2016
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 15 July 2010 15 May 2015
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 4 15 July 2010 04 March 2015
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 27 September 2007 04 June 2010