SFC Licences of PAN Chih-Chiang 潘志強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RO | 9 | 20 February 2014 | |
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RO | 4 | 20 February 2014 | |
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RE | 9 | 31 October 2013 | 20 February 2014 |
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RE | 4 | 31 October 2013 | 20 February 2014 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 07 May 2012 | 14 August 2013 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 31 May 2011 | 14 August 2013 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 October 2007 | 14 August 2013 |