SFC Licences of TANG Kar Ming 鄧嘉銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
East Asia Futures Limited 東亞期貨有限公司 | RE | 2 | 12 May 2022 | |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 26 May 2017 | |
ABN AMRO Financial Products Limited | RE | 1 | 26 April 2012 | 19 December 2014 |
Macquarie Asia Securities Limited | RE | 2 | 28 July 2009 | 06 October 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 August 2008 | 06 October 2011 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 24 September 2007 | 24 April 2009 |