SFC Licences of WU Kin San, Alfred 胡健生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fortune Financial Capital Limited 富強金融資本有限公司 RO 6 20 June 2016
Fortune (HK) Securities Limited 富強證券有限公司 RE 1 20 April 2016
Fortune Financial Capital Limited 富強金融資本有限公司 RE 6 20 April 2016 20 June 2016
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 22 July 2015 10 April 2016
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 1 22 July 2015 10 April 2016
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 16 April 2015 22 July 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 22 August 2014 22 July 2015
Haitong International Capital Limited 海通國際資本有限公司 RE 6 04 June 2013 19 July 2014
CMB International Capital Limited 招銀國際融資有限公司 RE 1 20 September 2010 09 May 2013
CMB International Capital Limited 招銀國際融資有限公司 RE 6 20 September 2010 09 May 2013
CMB International Capital Holdings Corporation Limited RE 6 26 February 2010 20 September 2010
CMB International Capital Holdings Corporation Limited RE 1 26 February 2010 20 September 2010
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 09 April 2009 19 February 2010
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 09 April 2009 19 February 2010
ICEA Capital Limited 工商東亞融資有限公司 RE 6 27 September 2007 01 April 2009
ICEA Capital Limited 工商東亞融資有限公司 RE 1 27 September 2007 01 April 2009
ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 RE 6 27 September 2007 30 September 2008