SFC Licences of YAM Lai Ching 任麗貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 26 February 2010 | 04 June 2010 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 27 September 2007 | 04 June 2010 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 27 September 2007 | 04 June 2010 |