SFC Licences of SAM Chi Yung 岑智勇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Plotio Forex Limited 百利好外匯有限公司 RO 3 21 March 2022
Patrons Securities Limited 百惠證券有限公司 RO 1 04 December 2020
Patrons Securities Limited 百惠證券有限公司 RE 1 06 October 2020 04 December 2020
Zero2IPO Securities Limited 清科證券有限公司 RO 1 18 March 2020 31 August 2020
Zero2IPO Securities Limited 清科證券有限公司 RE 1 24 January 2020 18 March 2020
Springwaters Financial Securities Limited 泓瑞源金融證券有限公司 RO 4 11 March 2019 31 December 2019
Springwaters Financial Securities Limited 泓瑞源金融證券有限公司 RO 1 11 March 2019 31 December 2019
South China Securities Limited 南華證券投資有限公司 RE 1 14 September 2016 31 October 2018
South China Research Limited 南華資料研究有限公司 RO 4 05 July 2016 31 October 2018
South China Forex Limited 南華外匯有限公司 RE 3 26 April 2016 31 October 2018
South China Research Limited 南華資料研究有限公司 RE 4 26 April 2016 05 July 2016
Delta Asia Securities Limited 滙業證券有限公司 RE 3 23 February 2016 11 March 2016
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RO 5 28 July 2015 11 March 2016
Delta Asia Securities Limited 滙業證券有限公司 RE 4 16 July 2013 11 March 2016
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 5 16 July 2013 28 July 2015
First Shanghai Futures Limited 第一上海期貨有限公司 RE 5 16 March 2011 24 May 2013
First Shanghai Securities Limited 第一上海證券有限公司 RE 4 16 March 2011 24 May 2013
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 4 05 December 2007 12 August 2008