SFC Licences of SAM Chi Yung 岑智勇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Doo Financial HK Limited 都會金融香港有限公司	RO	4	16 June 2023	25 October 2023
Doo Financial HK Limited 都會金融香港有限公司	RE	4	25 April 2023	16 June 2023
Patrons Securities Limited 百惠證券有限公司	RO	4	06 December 2022	18 April 2023
Plotio Forex Limited 百利好外匯有限公司	RO	3	21 March 2022	18 April 2023
Patrons Securities Limited 百惠證券有限公司	RO	1	04 December 2020	18 April 2023
Patrons Securities Limited 百惠證券有限公司	RE	1	06 October 2020	04 December 2020
Zero2IPO Securities Limited 清科證券有限公司	RO	1	18 March 2020	31 August 2020
Zero2IPO Securities Limited 清科證券有限公司	RE	1	24 January 2020	18 March 2020
Awaken Thunder Capital Limited 春雷資本有限公司	RO	4	11 March 2019	31 December 2019
Awaken Thunder Capital Limited 春雷資本有限公司	RO	1	11 March 2019	31 December 2019
South China Securities Limited 南華證券投資有限公司	RE	1	14 September 2016	31 October 2018
South China Research Limited 南華資料研究有限公司	RO	4	05 July 2016	31 October 2018
South China Forex Limited 南華外匯有限公司	RE	3	26 April 2016	31 October 2018
South China Research Limited 南華資料研究有限公司	RE	4	26 April 2016	05 July 2016
Delta Asia Securities Limited 滙業證券有限公司	RE	3	23 February 2016	11 March 2016
Delta Asia Financial Futures Limited 滙業金融期貨有限公司	RO	5	28 July 2015	11 March 2016
Delta Asia Securities Limited 滙業證券有限公司	RE	4	16 July 2013	11 March 2016
Delta Asia Financial Futures Limited 滙業金融期貨有限公司	RE	5	16 July 2013	28 July 2015
First Shanghai Futures Limited 第一上海期貨有限公司	RE	5	16 March 2011	24 May 2013
First Shanghai Securities Limited 第一上海證券有限公司	RE	4	16 March 2011	24 May 2013
Pegasus Fund Managers Limited 東驥基金管理有限公司	RE	4	05 December 2007	12 August 2008