SFC Licences of POON Tin Ching 潘天青

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 06 December 2023
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 06 December 2023
VMS Securities Limited 鼎珮證券有限公司 RE 1 09 February 2023 12 May 2023
Head & Shoulders Securities Limited 聯合證券有限公司 RE 2 08 January 2020 01 September 2022
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 15 December 2016 01 September 2022
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 24 April 2014 04 December 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 24 April 2014 04 December 2016
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 02 April 2013 07 April 2014
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 02 April 2013 07 April 2014
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 02 April 2013 07 April 2014
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 08 February 2013 17 March 2013
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 08 February 2013 17 March 2013
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 15 July 2011 28 January 2013
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 15 July 2011 28 January 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 15 July 2011 28 January 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 12 January 2011 24 June 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 12 January 2011 24 June 2011
Prudential Brokerage Limited 信誠證券有限公司 RE 1 14 April 2010 05 November 2010
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 14 April 2010 05 November 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 01 September 2008 01 April 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 09 July 2008 01 April 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 25 September 2007 01 April 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 25 September 2007 01 April 2010