SFC Licences of CARREON Rowena Tan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 28 November 2012 | 31 December 2014 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 28 November 2012 | 31 December 2014 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 28 November 2012 | 31 December 2014 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 09 August 2011 | 31 December 2014 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 09 August 2011 | 31 December 2014 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 09 August 2011 | 31 December 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 17 June 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 17 June 2011 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 27 September 2007 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 27 September 2007 | 29 September 2008 |