SFC Licences of ZHANG Yu 張妤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Anlly Asset Management Limited 安立資產管理有限公司 RE 9 25 October 2022 01 June 2023
Anlly Asset Management Limited 安立資產管理有限公司 RE 4 25 October 2022 01 June 2023
China Reserve Securities Limited 東儲證券有限公司 RE 9 21 November 2016 21 April 2020
China Reserve Securities Limited 東儲證券有限公司 RE 4 21 November 2016 21 April 2020
China Reserve Securities Limited 東儲證券有限公司 RE 1 21 November 2016 21 April 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 10 March 2016 10 June 2016
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 30 March 2015 10 June 2016
CICC US Securities, Inc. RE 1 05 February 2008 04 June 2009
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 02 October 2007 10 June 2016