SFC Licences of HO Szu-hsien, Josephine 何思嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Moody's Investors Service Hong Kong Limited | RE | 10 | 11 February 2019 | 10 June 2020 |
Deepwater Capital Limited 博海資本有限公司 | RE | 9 | 05 January 2018 | 15 December 2018 |
Deepwater Capital Limited 博海資本有限公司 | RE | 4 | 05 January 2018 | 15 December 2018 |
Broadshine Asset Management Limited 擘詳資產管理有限公司 | RO | 9 | 23 May 2017 | 29 September 2017 |
Broadshine Asset Management Limited 擘詳資產管理有限公司 | RO | 4 | 23 May 2017 | 29 September 2017 |
Allianz Global Investors Asia Pacific Limited | RE | 9 | 01 June 2015 | 19 March 2016 |
Allianz Global Investors Asia Pacific Limited | RE | 4 | 01 June 2015 | 19 March 2016 |
RCM Asia Pacific Limited | RE | 9 | 26 October 2011 | 31 May 2015 |
RCM Asia Pacific Limited | RE | 4 | 26 October 2011 | 31 May 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 11 March 2009 | 25 March 2011 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 04 October 2007 | 29 September 2008 |