SFC Licences of LIU Hui-Yi 劉慧儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 18 March 2011 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 18 March 2011 | |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 02 October 2007 | 17 November 2008 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 02 October 2007 | 17 November 2008 |