SFC Licences of TONG Lok Wai, Daniel 湯樂維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 27 August 2018 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 27 August 2018 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 05 October 2007 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 October 2007 |