SFC Licences of ARYA Parth
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 13 December 2017 | 03 March 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 13 December 2017 | 03 March 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 13 December 2017 | 03 March 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 02 October 2007 | 01 January 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 02 October 2007 | 01 January 2012 |