SFC Licences of PAU Cheuk Yao 鮑卓堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 September 2015 | 16 March 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 24 September 2015 | 16 March 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 24 September 2015 | 16 March 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 September 2015 | 16 March 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 22 July 2013 | 23 June 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 22 July 2013 | 23 June 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 July 2013 | 23 June 2015 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 9 | 26 June 2012 | 19 July 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 06 May 2011 | 19 July 2013 |
| Macquarie Asia Securities Limited | RE | 2 | 23 September 2008 | 22 July 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 04 October 2007 | 15 January 2011 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 04 October 2007 | 22 July 2010 |