SFC Licences of CHOW Chuen Pak 周泉柏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1, 4, 6 24 March 2020 31 March 2022
CLSA Limited 中信里昂證券有限公司
RE 1, 4 05 January 2015 24 August 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 09 October 2007 24 August 2019