SFC Licences of CHOW Chuen Pak 周泉柏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RE | 1, 4, 6 | 24 March 2020 | 31 March 2022 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1, 4 | 05 January 2015 | 24 August 2019 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 09 October 2007 | 24 August 2019 |