SFC Licences of HAN Ta-kong 韓大綱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 15 April 2010 | 05 August 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 15 April 2010 | 05 August 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 15 April 2010 | 05 August 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 July 2008 | 05 December 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 July 2008 | 05 December 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 05 October 2007 | 23 June 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 October 2007 | 23 June 2008 |