SFC Licences of SIM Gun

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 09 May 2012 13 October 2015
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 15 October 2007 03 April 2009
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 15 October 2007 03 April 2009