SFC Licences of CHEN Stanley
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 23 May 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 23 May 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 23 May 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 18 April 2019 | |
| Point72 Hong Kong Limited | RE | 9 | 07 August 2017 | 15 March 2019 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 31 October 2012 | 04 August 2017 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 31 October 2012 | 04 August 2017 |
| Voras Capital Management (HK) Limited | RE | 9 | 08 October 2009 | 13 May 2011 |
| Voras Capital Management (HK) Limited | RE | 4 | 08 October 2009 | 13 May 2011 |
| Oasis Management (Hong Kong) | RE | 4 | 05 October 2007 | 30 October 2008 |
| Oasis Management (Hong Kong) | RE | 5 | 05 October 2007 | 30 October 2008 |
| Oasis Management (Hong Kong) | RE | 9 | 05 October 2007 | 30 October 2008 |