SFC Licences of LAU Siu Har 劉少霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 28 March 2014 | 07 August 2020 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 | RE | 1 | 11 April 2011 | 31 May 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 November 2007 | 01 October 2010 |