SFC Licences of CHING Wai Han, Claudia 程惠嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 | RE | 9 | 14 May 2020 | |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 | RE | 4 | 14 May 2020 | |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 9 | 19 November 2013 | 30 December 2019 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 4 | 19 November 2013 | 30 December 2019 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 1 | 19 November 2013 | 30 December 2019 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 02 June 2010 | 04 November 2013 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 09 October 2007 | 28 April 2010 |