SFC Licences of LU Ning 陸宁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CCB International Asset Management Limited 建銀國際資產管理有限公司	RE	9	21 February 2018	31 January 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司	RE	4	21 February 2018	31 January 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司	RE	1	31 January 2018	31 January 2021
China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司	RE	6	25 September 2013	24 September 2017
China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司	RE	1	25 September 2013	24 September 2017
CCB International Capital Limited 建銀國際金融有限公司	RE	6	30 August 2010	19 August 2013
CCB International Capital Limited 建銀國際金融有限公司	RE	1	30 August 2010	19 August 2013
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司	RE	6	12 March 2008	17 July 2010
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	6	08 October 2007	16 February 2008
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	4	08 October 2007	16 February 2008
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	1	08 October 2007	16 February 2008