SFC Licences of NAGAYA James Eiichi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 13 July 2010 | 29 July 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 July 2010 | 29 July 2015 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 24 November 2008 | 01 April 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 11 October 2007 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 11 October 2007 | 29 September 2008 |