SFC Licences of KIM Steven Hyung

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 18 January 2010 19 May 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 19 May 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 19 May 2011
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 12 October 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 12 October 2007 29 September 2008