SFC Licences of CHIM Yat Kan 詹逸瑾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 9 | 17 February 2016 | 10 May 2018 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 15 June 2015 | |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 15 June 2015 | |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 10 March 2015 | |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 10 March 2015 | |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 December 2011 | 24 November 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 August 2011 | 24 November 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 October 2007 | 12 March 2011 |