SFC Licences of LEE Pui Kwan 李佩群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 02 August 2012 | 29 August 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 02 August 2012 | 29 August 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 27 June 2012 | 29 August 2014 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 31 January 2011 | 29 August 2014 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 17 September 2009 | 04 December 2009 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 31 October 2007 | 20 June 2008 |